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Christopher Commission
Results: 605

#	Item
471	Comment Letter on File No. S7-06-03 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-11 11:23:33 Finance Sarbanes–Oxley Act Public Company Accounting Oversight Board Internal control Christopher Cox U.S. Securities and Exchange Commission Regulatory compliance Audit SOX 404 top–down risk assessment Auditing Accountancy Business
472	February 25, 2008 Via Electronic Mail The Honorable Christopher Cox, Chairman U.S. Securities and Exchange Commission Attn: Nancy M. Morris, Secretary 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-25 14:51:31 Business Finance Corporate governance United States corporate law 107th United States Congress Sarbanes–Oxley Act Regulatory Flexibility Act U.S. Securities and Exchange Commission Christopher Cox Auditing Accountancy United States securities law
473	Comment Letter on File No. S7-13-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-29 12:47:25 Structured finance Investment United States housing bubble Mortgage-backed security United States securities law Credit rating agency Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Christopher Cox Financial economics Finance Fixed income securities
474	April 30, 2013 Chairman of the Board TOM CARTER JonesTrading Westlake Village, California President & CEO Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-01 10:49:12 Investment Corporate crime U.S. Securities and Exchange Commission Capital market Securities and Exchange Commission Finance Mathematical finance Christopher Cox Uptick rule Financial markets Financial economics Stock market
475	Report of the Advisory Committee on Smaller Public Companies Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-11 17:32:31 United States securities law Accountancy United States corporate law Finance Corporations law U.S. Securities and Exchange Commission Sarbanes–Oxley Act Christopher Cox Securities Exchange Act Corporate governance Business Auditing
476	Microsoft Word - kkerrigan6326.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-27 15:37:08 United States securities law Business 107th United States Congress Sarbanes–Oxley Act Christopher Cox U.S. Securities and Exchange Commission Finance Law Auditing Corporate governance United States corporate law
477	Comment Letter on File No. S7-23-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-17 13:30:26 Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Christopher Cox Business Investment banking Securities regulation in the United States Economics Finance Investment Financial economics
478	Report of the Advisory Committee on Smaller Public Companies Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-19 11:36:25 United States securities law Accountancy United States corporate law Finance Corporations law U.S. Securities and Exchange Commission Sarbanes–Oxley Act Christopher Cox Securities Exchange Act Corporate governance Business Auditing
479	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 5=$/~097~ RECEIVED 2G07JUal9 AHII:32 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-01 16:32:04 Financial economics Investment U.S. Securities and Exchange Commission Christopher Cox Financial adviser Business Financial system United States securities law Financial regulation North American Securities Administrators Association
480	MUTUAL FUNDDIRECTORS FORUM The FORUM& FUND INDEPENDENT DIRECTORS September 5,2008 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-08 11:58:40 Financial services Funds Collective investment schemes United States housing bubble Money market fund Mutual fund Christopher Cox Mark-to-market accounting U.S. Securities and Exchange Commission Financial economics Investment Finance

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